TCONSULT
Regulatory compliance specialists
Consultancy
We provide practical opinion across a range of global regulatory frameworks, including QI, FATCA, and CRS/AEoI
Training
We offer a range of in depth training courses, from executive briefings to hands on training for back office staff
QI Support Services
We provide customised support services for QIs, and support for NQIs wishing to enter into the QI programme
QI Services
Everything you need to comply with your regulatory obligations
QI Interim Compliance Reviews
We can conduct interim compliance reviews – also known as health checks – to help you assess your current level of compliance and identify areas for improvement.
Periodic Reviews
Approaching your certification date? We can conduct your formal Periodic Review, allowing you to make your certification of effective controls to the IRS.
Compliance Manual Support
We can help you to write a compliance manual that communicates your policies and procedures clearly to staff and accurately reflects your control systems.
W8 Validation
We can manually validate W8 forms for you, or provide an expert eye to assist with any one-off difficult cases.
TIN Matching
Our TIN matching service allows you to be confident that the W9 forms you accept have a valid social security number according to the official IRS database.
Resources
Latest Insights
Do FATCA AML/KYC procedures implemented by Hong Kong based FIs represent state-of-the-art compliance?
Can tax authorities rely on the fact that financial institutions have adequate AML/KYC and client due diligence procedures in place to populate and file the fiscal information in line with the regulations and safeguard that they not over or underreported?
Latest Publication
GATCA:
A Practical Guide to Global Anti-Tax Evasion Frameworks
by Ross McGill, Chris Haye and Stuart Lipo