Gain deeper insight with articles that give our considered opinion and predictions of where the industry will go next.

Joining the Compliance Dots: Periodic Reviews

FATCA due diligence deadlines are starting to pass so it is time to breath a big sigh of relief. Well, no. In this post, Ross McGill explains the FACTA control and oversight system and why Responsible Officers should be considering interim period reviews.

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QI vs NQI, That is the Question

In this post, Ross McGill discusses QI status vs NQI status and asks why so many financial firms are recommending that clients become QIs.

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