by Kirsty Pitkin | Aug 9, 2016 | BlogPost
MiFID II – Stay of Execution A great number of EU financial firms will have been relieved to learn of the recent delay in the implementation of MiFID II. Pressured by Competent Authorities across Europe,The Commission has pushed the implementation date back by...
by Kirsty Pitkin | Feb 9, 2016 | BlogPost
“I’ll Take the High Road, You Take the Low Road – and I’ll be in Compliance Afore Ye!” Attitudes Towards GATCA Compliance With the launch of our GATCA Resource Library coming up soon, I thought I’d take this opportunity to write a series...
by Kirsty Pitkin | Oct 1, 2015 | BlogPost
Are we really lost without TRACE? I read a great article recently by Alix Robertson with subject matter experts Lorraine White of BNY-Mellon and Paul Radcliffe of EY, both of whom I happened to serve with on the European Commission Tax Barriers Business Advisory Group...
