The ‘PATH’ to Compliance

The ‘PATH’ to Compliance

The ‘PATH’ to Compliance The US seems to be one of the few countries whose lawmakers have a penchant for using obscure acronyms to name their regulations or laws. The rather amusingly named ‘ or ‘PATH’, is one such. Readers of my blogs will know that...
MiFID II – Stay of Execution

MiFID II – Stay of Execution

MiFID II – Stay of Execution A great number of EU financial firms will have been relieved to learn of the recent delay in the implementation of MiFID II. Pressured by Competent Authorities across Europe,The Commission has pushed the implementation date back by...
Are You About To Lose Your ‘In Substance’ Benefits?

Are You About To Lose Your ‘In Substance’ Benefits?

Are You About To Lose Your ‘In Substance’ Benefits? Back in 2015 I pointed out to attendees at our training courses that there were strings attached to the status of ‘in substance’. I observed that the principle, if I were to take a purely commercial view...
GATCA Newsletter – Why Subscribe?

GATCA Newsletter – Why Subscribe?

GATCA Newsletter – Why Subscribe? “With great power comes great responsibility.” So, with the launch of the GATCA Library and the associated GATCA App (the offline version of the library and currently on any iOS device) we have taken the...
How and Why the GATCA Library Came To Be…

How and Why the GATCA Library Came To Be…

How and Why the GATCA Library Came To Be… The Why We at TConsult Ltd, first established the library as an internal function, a tool for us to use in house. The library began as a simple folder that was constructed in order for TConsult to have access to the vast...